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Exam 19: Using Securities Markets for Financing and Investing Opportunities

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Question 21

True/False

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Investing in common stock can give an individual the opportunity to participate in the success or failure of a corporation.

A) True
B) False

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Question 22

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The NASDAQ reports its own average that investors follow to observe trends in the market.

A) True
B) False

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Question 23

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The higher the risk associated with a bond issue, the ________ the interest rate the organization must offer investors.

Normally, the higher the risk associated with a bond issue, the higher the interest rate the organization must offer potential investors.

According to the Connecting Through Social Media box, which of the following is a way the SEC changes altered securities laws following the JOBS Act?

An investor places a ________ order with a broker to buy a particular stock at a specific price, if and when that price becomes available.

The Dow Jones Industrial Average reflects the average of the eleven largest corporations traded on the New York Stock Exchange as originally selected by Charles Dow.

When acquiring funds through the sale of a bond, the business incurs a legal obligation to pay regular interest payments.

Although you were not fortunate enough to get Tee Time Golf Resort stock as an IPO, you are still thinking about trying to add some to your portfolio. Last week when you mentioned it to your broker, he said that there are plenty of shares trading on ________, but he wanted to send you the company's financial disclosures provided in the ________ before you finalize your decision.

The Dow Jones Industrial Average represents the average price of ________ industrial stocks.

Mineral Mining Corporation makes regular monetary deposits that will accumulate and provide for an orderly retirement of their bonds when they come due in 2025. Mineral Mining appears to be utilizing a

Game Guys announced a 2-for-1 common stock split for investors on record. Which of the following will occur?

Dividends on preferred stock are

Both stocks and bonds represent temporary sources of funding for a firm. Eventually they must be repaid.

The Securities and Exchange Commission developed ________ to halt trading in the stock market for a short time when the market has experienced a dramatic decrease in prices.

Katherine inherited $35,000 when her grandfather died and decided to invest it in the Leafy Greens restaurants. As a student of business, you inform her that she can call a stockbroker who will help her purchase stock on the secondary market.

Stock exchanges compete with each other for the listing of a corporation's stock.

A(n) ________ refers to the first public offering of a corporation's stock.

When an investor purchases a security, the investor does so with the expectation of

Many stock market analysts suggest that program trading was a big cause of the stock market crash of 1987.